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LECTURE 14
Quantized Energy Levels
We know from quantum mechanics that the solutions to Schroedinger's equation
 |
(1) |
have quantized energy levels. For example, a particle of mass
in a box with infinitely high walls, has energy levels given by
 |
(2) |
where
. A harmonic oscillator is another example.
The energy eigenvalues are
 |
(3) |
where
. Notice once again that the energy levels are
quantized. In this case they are evenly spaced by an amount
.
Electromagnetic radiation is also quantized. Light can be described as
waves or as particles called photons. A photon has energy
where
is the frequency of the electromagnetic wave. Recall
that
and that
where
is the
speed of light. Often one speaks in terms of the wavenumber
.
If we make it a vector quantity
, then we call it a wavevector.
This is related to the momentum by
and to the frequency by
. So if the electromagnetic wave
has a short wavelength, it has a high frequency and the photon carries
a lot of energy. Lots of wiggles means lots of
energy. Photons are massless and they travel at the speed of light.
Periodic Boundary Conditions:Counting States
So energy is quantized into discrete energy levels.
Each energy level is associated with a mode or eigenfunction.
We have seen that it is
often useful to be able to count the number of modes in a box
that have energies between
and
.
Suppose we have a 3 dimensional box whose walls are parallel to the
,
, and
axes with lengths
,
, and
.
Thus the volume is
.
We can solve this as a particle in a box
problem. Inside the box the potential is zero. The eigenmodes are waves.
However, let's choose boundary conditions such that the solution
of Schroedinger's equation are wavefunctions that are plane waves:
![\begin{displaymath}
\Psi=A\exp[i(\vec{k}\cdot\vec{r}-\omega t)]=\psi(\vec{r})\exp(-i\omega t)
\end{displaymath}](img26.png) |
(4) |
This is a propagating wave that is never reflected. So our box can't
have hard walls. Rather let's imagine that our box is embedded
in an infinite set of similar boxes in each of which the physical
situation is exactly the same. In other words, each of these
boxes is a repeat of the original box.
=2.0 true in
To describe this situation, we use periodic boundary conditions
which we can write as
If we require our traveling wave solution
![\begin{displaymath}
\psi(\vec{r})=\exp(i\vec{k}\cdot \vec{r})=\exp[i(k_{x}x+k_{y}y+k_{z}z)]
\end{displaymath}](img29.png) |
(5) |
to satisfy these boundary conditions,
then we must require that
 |
(6) |
where
is an integer. We can rewrite this as
 |
(7) |
Similarly,
Here the numbers
,
, and
are any set of integers:
positive, negative, or zero.
We can use
and
to deduce that
 |
(8) |
Once again we see that the energy levels are quantized.
Notice that for any kind of macroscopic volume where
,
,
and
are large, the energy levels are very closely spaced.
Now we want to count the number of modes or waves that have
wavevectors between
and
.
For given values of
and
,
it follows from (7) that the number
of
possible integers
for which
lies in the range
between
and
is equal to
 |
(9) |
We see that if
is very large, a lot
of states can be in the small interval
.
The same holds true for
and
.
So the number of states that lie between
and
is
 |
(10) |
or
 |
(11) |
where
is an element of volume in
``k space.'' Notice that the number of states
is
independent of
and proportional to the
volume
under consideration. So the ``density of states'',
i.e., the number of states per unit volume, lying between
and
is
which
is a constant independent of the magnitude or shape of the
volume
. Note that
denotes the number of single particle
states.
Using the relation
, we can also
deduce that the number of states
in the momentum range between
and
is
 |
(12) |
where
is the ordinary Planck's constant. Notice that
is the volume of the classical 6 dimensional phase space
occupied by a particle in a box of volume
and with momentum
between
and
. Thus (12)
shows that subdivision of this phase space into cells of size
yields the correct number of quantum states for the particle.
If we compare this to our classical expression
,
we see that our arbitrary length
is replaced by Planck's
constant
.
If k-space is isotropic, i.e., the same in every direction,
then the number of states in a spherical shell lying between
radii
and
is
 |
(13) |
If we are considering photons for which
, then we can plug
into (13) to get the number of states lying between
and
.
 |
(14) |
The factor of 2 comes from the fact that there are 2 photon polarizations.
The polarization refers to the direction of the electric field vector
in the electromagnetic radiation. Since
must be
perpendicular to
, there are 2 polarization directions.
We will use (14) in deriving blackbody radiation. Sometimes
the term ``density of states'' for photons is used to refer to
the number of states per unit volume per unit energy:
 |
(15) |
The density of states is very useful for converting sums into integrals
as we shall see.
Recap
So let's recap where we are and what we've found. If a system with
lots of particles has many-particle states
with energy
, then
the average of some quantity
is given by
 |
(16) |
where the partition function
 |
(17) |
This is for the canonical ensemble with fixed temperature
and
fixed particle number
. We have seen that
is very useful
in finding other quantities. For example,
 |
(18) |
 |
(19) |
 |
(20) |
 |
(21) |
 |
(22) |
But the problem is that it is very difficult
to solve Schroedinger's equation to get
:
 |
(23) |
It is much easier to solve Schroedinger's equation to get single
particle energies. So we consider systems (gases) of noninteracting particles.
If we know how many particles are in each single particle state, then
we just sum over all the particles to get the appropriate
average, e.g., the mean energy of the whole system. If we have to treat
the particles quantum mechanically because their wavefunctions overlap or
because the temperature is low, then we need to pay attention to whether
the particles are fermions or bosons. Fermions can have at most one
particle in a state while bosons can have umpteen particles in a state.
So now the mean energy is given by
 |
(24) |
where the mean number of particles in state
is given by
 |
(25) |
is for fermions and
is for bosons. It's usually not easy to
do sums, so it would be nice if we could convert the sum into an integral.
That's why we calculated density of single particle states. Then
we can do the conversion:
 |
(26) |
or
 |
(27) |
So the mean energy becomes
 |
(28) |
where
 |
(29) |
Applications
Now let's go do some examples of this strategy. We will cover the following
examples:
- Monatomic Ideal Gas
- Black Body Radiation
- Electron Gas (electrons in a metal)
- Bose-Einstein Condensation (if time permits)
Monatomic Ideal Gas
Let's start with our tried and true example of a monatomic ideal gas in
the classical limit of low density or high temperature. We want to calculate
the partition function. We found earlier that
 |
(30) |
where
is the partition function for one particle.
where
 |
(32) |
Since the number of allowed
states is very large and since these
states are very close together with spacing going as
, we can
approximate the sum by an integral. This is where the density of states
comes in handy.
 |
(33) |
So
and
Hence
 |
(36) |
and
 |
(37) |
where
 |
(38) |
This is identical to the result obtained for the purely classical
ideal gas except that
now has a well defined value with
Planck's constant and the Gibbs paradox has automatically
been taken care of.
Blackbody Radiation
Blackbody radiation is a nice example of the statistical mechanics that
we have been discussing. A black body is a perfect absorber and absorbs
all the radiation incident on it. If its temperature is kept constant,
then the amount of power it radiates must equal the amount of power
it absorbs. Otherwise it would heat up or cool off. We can imagine
the black body being kept inside some kind of closed container which
is at the same temperature
. The radiation field inside this enclosure
is in equilibrium. In other words there is a gas of photons in thermal
equilibrium inside the enclosure. By thermal equilibrium, we mean that
the average occupation number
of the single particle
states is given by the Planck distribution that we talked about in lecture 13.
 |
(39) |
One can imagine making
a histogram by counting the photon energy density in each frequency range
from
to
.
It turns out that this distribution of the energy
density of blackbody radiation is
a universal curve that depends only on the temperature
. In other
words if one plots the distribution of the photon energy density
(counting both directions of polarization) as a function of
photon (angular) frequency
, the shape of the curve is universal and the position of
the peak is a function only of the temperature.
When we say that the curve is universal, we mean that it doesn't
depend on the size or shape of the box, or what the walls are made of.
All that matters is the temperature.
Blackbody radiation is historically important in physics for
two reasons. The first is that the measurement of the spectral
distribution in the late 1800's led Planck to come up with the
idea of energy quantization. He couldn't explain the distribution
unless he postulated that
. This marked the birth of quantum
mechanics. The second reason that blackbody radiation is important is
that 3 K black body radiation pervades the universe and is the
remnant of the Big Bang. This radiation is in the microwave region.
Let's calculate the distribution of the mean energy density of
blackbody radiation. Since the size and shape of the box don't matter,
let's imagine a rectangular box of volume V filled
with a gas of photons that are in
thermal equilibrium. The box has edges with lengths
,
, and
such that each of these lengths is much larger
than the longest wavelength of significance.
There are 2 factors that determine the energy
density at a given frequency. The first is the average energy in
each state
which is given by
 |
(40) |
If we set
and
,
we can rewrite this to give:
 |
(41) |
The second factor is the number of states per unit volume
whose frequency lies in the range between
and
.
This is given by (15)
 |
(42) |
So at temperature
the mean energy density
contained in the photon gas by photons whose
frequencies are between
and
is given
by the product of the average energy in each single photon state
and the density of states which lie in this frequency range:
 |
(43) |
We can rewrite this to give:
 |
(44) |
This is Planck's law for the blackbody spectrum.
=5.0 true in
We can take the high temperature limit to get the classical limit of this
spectrum. In the high temperature limit,
is small so we can
expand the exponential in the denominator:
 |
(45) |
So the high temperature limit of (44) is
 |
(46) |
or, using
, we can write
 |
(47) |
This is the Rayleigh-Jeans formula for blackbody radiation. Notice that
eqn. (47) increases as
. Therefore the classical spectrum (47)
predicts that the energy density goes to infinity as the frequency goes
to infinity. By the end of the 1800's the black body spectrum had
been measured and the classical formula had been calculated. There was
a clear lack of agreement, so people knew they had a problem. Planck
resolved the conflict by proposing that electromagnetic
energy was not continuous, but rather was quantized. He proposed
(or
) and derived Planck's law (44).
This fit the data very well, and quantum mechanics was born.
We can rewrite (44) in terms of a dimensionless parameter
:
 |
(48) |
Planck's law becomes:
 |
(49) |
If we plot
versus
, the maximum occurs around
.
=5.0 true in
So if at temperature
the maximum
occurs at frequency
, then at some other temperature
the maximum occurs at
. This is because
 |
(50) |
or
 |
(51) |
This is called the Wien displacement law. It says that
 |
(52) |
This was initially an empirical relation that was deduced from the
experimental data. We see that it also follows from Planck's law.
It is often useful in physics to express things in terms of
dimensionless parameters. The Wien displacement law is an example
of useful scaling relations that can result from this.
We can also calculate the total energy density
contained in
the photon gas at temperature
by integrating (44) over
frequency:
 |
(53) |
Using (49), we can rewrite this as
 |
(54) |
One can evaluate the integral exactly. The answer is
 |
(55) |
Using this, one finds
 |
(56) |
This is known as the Stefan-Boltzmann law. The important point is
that the total energy density goes as the fourth power of the temperature:
 |
(57) |
Finally the mean pressure
exerted on the walls of the
enclosure by the radiation is simply related to the total energy
density:
 |
(58) |
To see where this comes from, recall that
 |
(59) |
Now use
 |
(60) |
to obtain
where
is the volume.
So the pressure associated with state
is
 |
(62) |
So the average pressure for the system is
 |
(63) |
or
 |
(64) |
(The pressure can also be written as
.)
The ``3'' in the denominator reflects the fact that the box is 3 dimensional.
Radiation pressure is quite small, but it is what gives comets their tails.
Solar radiation is what pushes tiny bits of dust
and ice that come from the ice ball away from the sun and produces
the tail. The comet tail always points away from the sun.
The power emitted
flux
.
Principle of Detailed Balance
If an object is sitting in a cavity filled with radiation (photons)
and is in equilibrium at temperature
, then the
- power radiated by body = power absorbed by body
If this were not true, the body would be losing or gaining energy and
would get cooler or would heat up. As a result, its temperature would
no longer be the same as the ambient photons at temperature
; it
would no longer be in equilibrium. So it must absorb the same amount
of power as it emits in order to stay in equilibrium.
We can make an even stronger statement. Namely, that in equilibrium
the power radiated and absorbed by the body must be equal for any
particular element of area of the body, for any particular direction
of polarization, and for any frequency range. To show that this must
be true, one could imagine putting a shield or filter around the object
that absorbs all radiation except that, in one small element of area,
it is completely transparent to radiation in one direction with one
polarization and in one narrow frequency range between
and
. In the presence of the shield the body must absorb and
emit the same power in order to avoid heating up or cooling off, i.e.,
in order to stay in equilibrium. So the power radiated and absorbed
by the body must be equal for any
particular element of area of the body, for any particular direction
of polarization, and for any frequency range. This is called the
principle of detailed balance.
The principle of detailed balance is a fundamental result
that is based on very general arguments. Microscopically it is a
result of time reversal invariance and the fundamental assumption
of accessible macrostates being equally probable in an isolated system.
Consider a single isolated system consisting of several weakly
interacting parts, e.g., a body and photons. When these parts are
not interacting, the system can be in any one of its quantum states
labeled by indices
,
, etc. When interactions are present, the
interactions induce transitions between the states. Let
be the transition rate (or transition probability per unit time)
from state
to state
. Under time reversal,
,
and
where
and
are
the time reversed states of
and
. For example, if a particle has
momentum
in state
, then it has momentum
in state
. If the system is invariant (the same) under time reversal, then
 |
(65) |
This expresses the principle of microscopic reversibility. For example,
if the body in the cavity emits a photon with wavevector
,
then the time reversed process is the absorption of a photon with
wavevector
. Microscopic reversibility asserts that these
two processes occur with equal probability.
If we have some initial set
of states labeled by
and some final
set
of states labeled by
, the transition probability from
is given by
 |
(66) |
where
is the probability of being in state
. The probability
of landing in state
is the probability
of being in state
multiplied by the transition rate
to state
.
Similarly the time reversed process has a transition rate given by
 |
(67) |
But the fundamental postulate of statistical mechanics states that
accessible macrostates are equally probable in an isolated system. So
and
 |
(68) |
This is the principle of detailed balance.
Radiation Emitted by a Body
Let us now apply the principle of detailed balance to a body at temperature
in equilibrium with radiation (photon gas) inside an enclosure at this temperature.
Let
be the incident radiation power on a unit
area of this body per unit frequency and solid angle range about the vector
with polarization
. Let
be the fraction of incident power absorbed, the rest being reflected.
By the principle of detailed balance, the power absorbed must equal the
power emitted
in the opposite direction
:
 |
(69) |
For a blackbody,
; a good absorber is a good emitter
and vice-versa.
Let us now calculate explicitly the power
incident per unit area of a body in an enclosure at temperature
. This is the incident energy flux. Let
be
the mean number of photons per unit volume with a given polarization
whose wavevector lies between
and
.
We found earlier in studying blackbody radiation that
 |
(70) |
So
photons of a given frequency and
polarization strike a unit area of the body in a time
. Since each
photon carries energy
, one obtains
 |
(71) |
=3.0 true in
Converting
to spherical coordinates and using
,
we obtain
 |
(72) |
and
 |
(73) |
If the body absorbs isotropically, then the fraction
of incident radiation absorbed is
, i.e.,
is independent of the direction
. We are also assuming
is independent of the polarization direction.
So the power emitted in the direction
is
 |
(74) |
Now let us find the total power
emitted per
unit area into the frequency range between
and
for
both polarization directions by integrating over the solid angle.
Using
and multiplying by 2 for both
polarizations, we write
The right hand side is proportional to
, i.e., to
the mean radiation density
inside the
enclosure. So we can write
![\begin{displaymath}
{\cal P}_e(\omega)d\omega=a(\omega)
\left[\frac{1}{4}c\overline{u}(\omega)d\omega\right]
\end{displaymath}](img223.png) |
(76) |
It makes sense to see
for the flux.
Using Eq. (70), we can write Eq. (75) as
 |
(77) |
The total power
emitted per unit area of the body
is obtained by integrating Eq. (77) over frequency as we did
in Eqs. (54)-(56) to obtain
 |
(78) |
where
is given by Eq. (56):
 |
(79) |
Eq. (78) is another form of the Stefan-Boltzmann law.
The Stefan-Boltzmann constant
is
 |
(80) |
For a perfect blackbody,
. For something shiny like gold,
.
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Clare Yu
2009-03-10